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Insights & Updates
The Univeris blog features insightful articles and the latest information and updates on industry events.
Be Prepared for Your Next Compliance Sweep
Is a regulatory audit coming up for your firm? Leverage the right technology and processes to pass with flying colours Does the thought of a regulatory...
Right Tech Turns EMD Compliance Into Advantage
Adhering to EMD compliance doesn’t need to be a burden, as mentioned by PCMA Canada. Univeris’ recent article feature in Private Capital Markets Association of Canada...
Univeris announces FLEX EMD Winter ’17 Release
CRM2 Compliance and new investor access to drive dealing representatives success Univeris continues to advance its Exempt Market Dealer (EMD) platform with its new quarterly major...